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WA Code of Conduct Documents Now Available The Finance Brokers Association of Australia has released a set of documents to help members comply with the new Code of Conduct in Western Australia. The package includes the following Microsoft Word documents:
  • Letter of Appointment and Disclosure
  • Finance Broker Profile or Guide
  • Lender List and Commission Scales
These templates can be changed to suit your requirements.

Users of these documents should satisfy themselves as to the application of the Finance Brokers Control Act 1975 and Finance brokers Control (Code of Conduct) regulations 2007 of the Credit (Administration Act) 1996 and the Consumer Credit Code (Western Australia) Act 1996 and the correctness and suitability of this document for their particular requirements, procedures and systems. If Brokers fail to comply with the law substantial penalties apply. Independent legal advice should be sought before using any of these documents.

These documents are free to download for FBAA Members. The documents are located on the Downloads section of the Members' Area. Login to the Members' Area then click on the Downloads menu option. If you are already logged into the Members' Area, just click on the Downloads menu option.